Personnel Hong Kong SFC License Details (ID 73571)

Personnel Hong Kong SFC License Details (ID 73571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED	Rep	Advising on futures contracts	2026-08-21	-
	Rep	Dealing in futures contracts	2026-08-21	-
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2019-09-06	2021-05-31
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-03-12	2019-08-21
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-03-12	2019-08-21
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-08-29	2016-06-27
	Rep	Dealing in securities	2012-08-29	2016-06-27
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2011-05-09	2012-08-20