Personnel Hong Kong SFC License Details (ID 73600)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2018-09-26	2020-10-05
	RO	Dealing in futures contracts	2018-09-26	2020-10-05
	RO	Dealing in securities	2018-09-26	2020-10-05
	Rep	Dealing in futures contracts	2018-06-07	2018-09-26
	Rep	Dealing in securities	2018-06-07	2018-09-26
	Rep	Advising on securities	2018-05-25	2018-09-26
GENERALI INVESTMENTS ASIA LIMITED	Rep	Advising on futures contracts	2016-08-11	2018-04-30
	Rep	Advising on securities	2016-08-11	2018-04-30
	Rep	Asset management	2016-08-11	2018-04-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2013-06-03	2016-07-29
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2010-07-12	2016-07-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2010-07-12	2016-07-29
HANG SENG FUTURES LIMITED	Rep	Advising on futures contracts	2007-01-15	2007-08-13
	Rep	Dealing in futures contracts	2007-01-15	2007-08-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-06-14	2005-11-07
	Rep	Providing automated trading services	-	2003-08-15
	Rep	Asset management	-	2003-12-09
	Rep	Advising on futures contracts	-	2004-06-04
	Rep	Dealing in futures contracts	-	2005-11-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-06-04
	Rep	Asset management	-	2004-06-04
	Rep	Advising on securities	-	2005-11-07
	Rep	Dealing in securities	-	2005-11-07