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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 73622)

Personnel

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC fines Carmela Lau Yin Mei for short selling and other misconduct

SFC, 05-Oct-2005

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SFC reprimands JS Cresvale Securities Asia Ltd & Ms Carmela Lau Yin Mei

SFC, 22-Jan-2001

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People