Personnel Hong Kong SFC License Details (ID 73622)

Personnel Hong Kong SFC License Details (ID 73622)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2014-11-25	2017-11-20
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2006-07-17	2014-04-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2006-07-17	2014-04-01
HUNG SING FUTURES LIMITED	Rep	Dealing in futures contracts	2005-12-05	2006-06-23
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2005-12-05	2006-06-23
CITIC FRONTIER CHINA RESEARCH LIMITED	Rep	Dealing in securities	2005-01-26	2005-10-03
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-01-30	2005-01-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-01-30	2005-10-03
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-01-30
	Rep	Asset management	-	2004-01-30
	Rep	Dealing in futures contracts	-	2004-01-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-01-30
	Rep	Advising on securities	-	2004-01-30
	Rep	Asset management	-	2004-01-30
	Rep	Dealing in securities	-	2004-01-30