| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-02-07 | 2015-09-06 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-05-28 | 2015-09-06 |
| Rep | Dealing in securities | 2012-03-06 | 2015-09-06 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-22 | 2012-02-27 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-22 | 2012-02-27 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-30 | 2009-11-23 |
| Rep | Dealing in securities | 2009-10-08 | 2009-11-23 |
| CTW SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-16 | 2009-09-18 |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-02-12 | 2009-04-20 |
| Rep | Dealing in securities | 2009-02-12 | 2009-04-20 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2008-12-29 |
| Rep | Dealing in securities | 2008-04-30 | 2008-12-29 |