Leung, Kwok Ming (SFC:AIZ701) 梁國明

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZENITH INNOVATION FINANCIAL GROUP LIMITED	Rep	Advising on securities	2026-11-11	-
	Rep	Asset management	2026-11-11	-
HARRIS FRASER (INTERNATIONAL) LIMITED	RO	Advising on securities	2026-03-02	2026-10-23
	RO	Asset management	2026-03-02	2026-10-23
	RO	Dealing in securities	2026-03-02	2026-10-23
MASON INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2026-03-02	2026-10-23
	RO	Asset management	2026-03-02	2026-10-23
	RO	Dealing in securities	2026-03-02	2026-10-23
Mason Securities Limited	RO	Advising on securities	2026-03-02	2026-10-23
	RO	Asset management	2026-03-02	2026-10-23
	RO	Dealing in securities	2026-03-02	2026-10-23
JMC Capital HK Limited	RO	Asset management	2023-09-13	2025-05-14
	RO	Advising on securities	2023-07-19	2025-05-14
	RO	Dealing in securities	2023-07-19	2025-05-14
JMC Capital International Limited	RO	Advising on futures contracts	2023-07-19	2025-05-14
	RO	Advising on securities	2023-07-19	2025-05-14
	RO	Dealing in futures contracts	2023-07-19	2025-05-14
	RO	Dealing in securities	2023-07-19	2025-05-14
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on futures contracts	2020-05-22	2023-06-04
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2020-01-15	2023-06-04
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on securities	2020-01-15	2023-06-04
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2020-01-15	2023-06-04
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2019-11-14	2020-01-15
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2019-11-14	2020-01-15
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2019-11-14	2020-01-15
CITIC Securities Brokerage (HK) Limited	RO	Advising on securities	2017-09-22	2019-06-21
CITIC Securities International Global Markets Limited	RO	Dealing in securities	2017-05-23	2017-12-06
	RO	Dealing in futures contracts	2017-05-23	2018-06-25
CITIC Securities Asset Management (HK) Limited	RO	Dealing in securities	2014-10-17	2018-06-29
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2011-06-27	2019-06-21
	Rep	Dealing in futures contracts	2010-03-22	2011-06-27
CITIC Securities Brokerage (HK) Limited	RO	Dealing in securities	2009-02-05	2019-06-21
	Rep	Dealing in securities	2008-12-17	2009-02-05
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Dealing in securities	2007-02-27	2008-07-18
	Rep	Dealing in securities	2003-06-02	2007-02-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.