| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Advising on corporate finance | 2026-10-08 | - |
| RO | Advising on securities | 2026-10-08 | - | |
| RO | Dealing in securities | 2026-10-08 | - | |
| Rep | Advising on corporate finance | 2026-09-07 | 2026-10-08 | |
| Rep | Advising on securities | 2026-09-07 | 2026-10-08 | |
| Rep | Dealing in securities | 2026-09-07 | 2026-10-08 | |
| Vantage Capital Markets HK Limited | RO | Dealing in securities | 2023-02-17 | 2025-06-15 |
| RO | Advising on corporate finance | 2022-09-06 | 2025-03-25 | |
| RO | Advising on securities | 2022-09-06 | 2025-03-25 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-23 | 2022-08-25 |
| Rep | Advising on securities | 2015-04-23 | 2022-08-25 | |
| CLSA LIMITED | Rep | Dealing in securities | 2015-04-23 | 2022-08-25 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on corporate finance | 2013-05-08 | 2016-01-01 |
| Rep | Advising on securities | 2013-05-08 | 2016-01-01 | |
| Rep | Dealing in securities | 2013-05-08 | 2016-01-01 | |
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2012-01-11 | 2013-05-01 |
| Rep | Dealing in securities | 2009-01-08 | 2012-01-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-04 | |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-04-20 |
No HKMA registrations in the collected records.