Personnel Hong Kong SFC License Details (ID 74273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2013-10-02	2022-04-29
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2010-05-27	2013-10-01
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2009-07-10	2010-05-01
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-15	2009-07-14
ICEA SECURITIES ASIA LIMITED	Rep	Advising on securities	2007-12-19	2009-05-27