| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2025-05-15 | - |
| Rep | Dealing in securities | 2025-05-15 | - | |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2025-05-15 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-02-23 | 2025-04-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-02-23 | 2025-04-16 |
| Rep | Dealing in securities | 2024-02-23 | 2025-04-16 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-11-07 | 2023-12-29 |
| Rep | Dealing in futures contracts | 2023-11-07 | 2023-12-29 | |
| Rep | Dealing in securities | 2023-11-07 | 2023-12-29 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-06-08 | 2022-03-27 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-08 | 2022-03-27 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-09 | 2021-05-07 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-11-30 | 2021-05-07 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-11-30 | 2021-05-07 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-30 | 2021-05-07 |
| Lion Global Financial Limited | Rep | Advising on securities | 2018-09-11 | 2018-10-28 |
| Rep | Dealing in securities | 2018-09-11 | 2018-10-28 | |
| ABCI Securities Company Limited | Rep | Advising on securities | 2016-01-25 | 2018-08-17 |
| Rep | Dealing in securities | 2014-05-30 | 2018-08-17 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2012-10-12 | 2014-05-12 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-05-03 | 2012-04-16 |
No HKMA registrations in the collected records.