Personnel Hong Kong SFC License Details (ID 74367)

Personnel Hong Kong SFC License Details (ID 74367)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2026-01-07	-
aacat fintech Limited	Rep	Dealing in securities	2023-05-11	2024-06-04
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2020-05-29	2021-07-05
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-05-12	2021-07-05
Fosun International Securities Limited	Rep	Dealing in securities	2017-06-13	2020-04-08
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2016-08-11	2017-05-14
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2015-06-01	2016-07-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2015-06-01	2016-07-29
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2010-06-23	2015-05-12
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-05-18	2015-05-12
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-10-19	2010-05-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-10-19	2010-05-10