| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2015-04-30 | - |
| RO | Advising on securities | 2015-04-30 | - |
| CLSA LIMITED | RO | Dealing in securities | 2015-04-30 | - |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | Advising on corporate finance | 2009-06-18 | 2016-01-01 |
| RO | Advising on securities | 2009-06-18 | 2016-01-01 |
| RO | Dealing in securities | 2009-06-18 | 2016-01-01 |
| Rep | Advising on corporate finance | 2009-06-01 | 2009-06-18 |
| Rep | Dealing in securities | 2009-06-01 | 2009-06-18 |
| Standard Chartered Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2008-05-20 | 2009-02-10 |
| RO | Dealing in securities | 2008-05-20 | 2009-02-10 |
| Rep | Advising on corporate finance | 2006-04-07 | 2008-05-20 |
| Rep | Dealing in securities | 2006-04-07 | 2008-05-20 |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-04-09 |
| Rep | Advising on securities | 2003-04-01 | 2005-04-09 |
| Rep | Asset management | 2003-04-01 | 2005-04-09 |