Personnel Hong Kong SFC License Details (ID 74418)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2015-01-13	2016-04-12
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2014-02-10	2016-04-12
	Rep	Advising on securities	2014-02-10	2016-04-12
CLSA LIMITED	Rep	Dealing in securities	2014-02-10	2016-04-12
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2010-06-23	2014-02-09
	Rep	Advising on securities	2010-06-23	2014-02-09
	Rep	Dealing in securities	2010-06-23	2014-02-09