| Finloop Finance Limited | RO | Dealing in securities | 2020-07-09 | 2022-07-31 |
| Rep | Dealing in securities | 2020-06-17 | 2020-07-09 |
| RO | Advising on securities | 2020-04-07 | 2022-07-31 |
| RO | Asset management | 2020-04-07 | 2022-07-31 |
| Rep | Advising on securities | 2020-02-28 | 2020-04-07 |
| Rep | Asset management | 2020-02-28 | 2020-04-07 |
| Yunfeng Financial Markets Limited | RO | Dealing in securities | 2019-10-31 | 2019-12-05 |
| Yunfeng Securities Limited | RO | Dealing in securities | 2019-10-31 | 2019-12-05 |
| Yunfeng Asset Management Limited | Rep | Asset management | 2018-04-03 | 2019-12-05 |
| Yunfeng Securities Limited | Rep | Advising on securities | 2017-05-15 | 2019-12-05 |
| Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-11-04 | 2019-10-31 |
| Rep | Advising on securities | 2016-11-04 | 2019-12-05 |
| Yunfeng Securities Limited | Rep | Dealing in securities | 2016-11-04 | 2019-10-31 |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-04-24 | 2015-05-01 |
| Rep | Advising on securities | 2015-04-24 | 2015-05-01 |
| CLSA LIMITED | Rep | Dealing in securities | 2015-04-24 | 2015-05-01 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on corporate finance | 2010-07-05 | 2015-05-01 |
| Rep | Advising on securities | 2010-07-05 | 2015-05-01 |
| Rep | Dealing in securities | 2010-07-05 | 2015-05-01 |