Personnel Hong Kong SFC License Details (ID 74469)

Personnel Hong Kong SFC License Details (ID 74469)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-12-08	-
	Rep	Dealing in securities	2021-11-15	-
	Rep	Advising on securities	2021-11-15	2026-05-06
	Rep	Asset management	2021-11-15	2026-05-06
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2019-03-26	2021-10-15
	RO	Asset management	2019-03-26	2021-10-15
	Rep	Dealing in securities	2019-03-26	2021-10-15
	Rep	Asset management	2019-03-19	2019-03-26
SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2019-01-25	2019-03-15
XinKong International Asset Management Limited	RO	Asset management	2016-11-18	2017-04-22
	Rep	Asset management	2016-06-27	2016-11-18
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2009-01-22	2016-04-29
	Rep	Asset management	2009-01-22	2016-04-29