| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-12-08 | - |
| Rep | Dealing in securities | 2021-11-15 | - | |
| Rep | Advising on securities | 2021-11-15 | 2026-05-06 | |
| Rep | Asset management | 2021-11-15 | 2026-05-06 | |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2019-03-26 | 2021-10-15 |
| RO | Asset management | 2019-03-26 | 2021-10-15 | |
| Rep | Dealing in securities | 2019-03-26 | 2021-10-15 | |
| Rep | Asset management | 2019-03-19 | 2019-03-26 | |
| SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-01-25 | 2019-03-15 |
| XinKong International Asset Management Limited | RO | Asset management | 2016-11-18 | 2017-04-22 |
| Rep | Asset management | 2016-06-27 | 2016-11-18 | |
| CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2009-01-22 | 2016-04-29 |
| Rep | Asset management | 2009-01-22 | 2016-04-29 |
No HKMA registrations in the collected records.