Personnel Hong Kong SFC License Details (ID 74580)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2023-03-24	2026-06-11
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-12-24	2026-06-11
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-09-04	2011-11-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-09-04	2011-11-29
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-26	2006-08-04
CLSA LIMITED	Rep	Dealing in securities	2005-05-26	2006-08-04