| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Lakala International Asset Management Limited | RO | Advising on securities | 2025-04-16 | - |
| RO | Asset management | 2025-04-16 | - | |
| RO | Dealing in securities | 2025-04-16 | - | |
| BIL Wealth Management Limited | RO | Advising on securities | 2020-10-16 | 2025-03-18 |
| RO | Asset management | 2020-10-16 | 2025-03-18 | |
| RO | Dealing in securities | 2020-10-16 | 2025-03-18 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2016-11-16 | 2020-05-11 |
| Rep | Advising on securities | 2016-09-30 | 2016-11-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-07-22 | 2016-06-29 |
| Rep | Dealing in securities | 2013-07-22 | 2016-06-29 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-04-16 | 2013-05-25 |
| Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2008-05-13 | 2012-03-19 |
No HKMA registrations in the collected records.