| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2018-10-04 | - |
| RO | Advising on securities | 2018-10-04 | - | |
| CLSA LIMITED | RO | Dealing in securities | 2018-10-04 | - |
| RO | Advising on securities | 2018-10-04 | 2021-07-28 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-08-10 | 2018-10-04 |
| Rep | Advising on securities | 2017-08-10 | 2018-10-04 | |
| CLSA LIMITED | Rep | Advising on securities | 2017-08-10 | 2018-10-04 |
| Rep | Dealing in securities | 2017-08-10 | 2018-10-04 | |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-04 | 2016-11-11 |
| Rep | Dealing in securities | 2011-07-04 | 2016-11-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-04 | 2012-01-31 |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-06-08 | 2007-06-25 |
| CITIC CLSA Capital Partners HK Limited | Rep | Advising on corporate finance | 2006-05-25 | 2006-06-07 |
| CLSA LIMITED | Rep | Dealing in securities | 2006-05-25 | 2007-06-25 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-08-23 | 2006-05-04 |
| Rep | Dealing in securities | 2005-08-23 | 2006-05-04 | |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2005-06-21 | 2005-08-05 |
| VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-13 | 2005-08-05 |
| Rep | Dealing in securities | 2005-04-13 | 2005-08-05 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-07 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-07 |
No HKMA registrations in the collected records.