Webb-site Legacy

Na, Mufu 那木夫

SFC ID:AXR364

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	RO	Advising on corporate finance	2023-11-22	-
	RO	Advising on securities	2023-11-22	-
CLSA LIMITED	RO	Dealing in securities	2023-11-22	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-10-19	2023-11-22
	Rep	Advising on securities	2015-10-19	2023-11-22
CLSA LIMITED	Rep	Advising on securities	2015-10-19	2021-07-20
	Rep	Dealing in securities	2015-10-19	2023-11-22
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2014-12-08	2015-07-17
	Rep	Advising on securities	2014-12-08	2015-07-17
	Rep	Dealing in securities	2014-12-08	2015-07-17
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2013-01-02	2014-11-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-07-25	2012-07-16
	Rep	Dealing in securities	2011-07-25	2012-07-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-07-25	2012-01-31