Personnel Hong Kong SFC License Details (ID 74946)

Personnel Hong Kong SFC License Details (ID 74946)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-10-12	2023-01-01
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-07-14	2023-01-01
China Vered Securities Limited	Rep	Dealing in securities	2014-04-17	2014-07-02
3V Capital Limited	Rep	Dealing in securities	2010-04-08	2013-06-30
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2009-09-22	2010-03-22
	Rep	Dealing in securities	2009-09-22	2010-03-22
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-09-17	2009-09-14
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-04-12	2009-09-14
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-09-10	2005-04-12
Beevest Securities Limited	Rep	Advising on corporate finance	-	2003-06-16
	Rep	Advising on securities	-	2003-06-16
	Rep	Asset management	-	2003-06-16
	Rep	Dealing in securities	-	2004-09-10