Wu, Helen Ting 吳婷

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-07-10	2018-04-14
	Rep	Advising on securities	2017-07-10	2018-04-14
CLSA LIMITED	Rep	Advising on securities	2017-07-10	2018-04-14
	Rep	Dealing in securities	2017-07-10	2018-04-14
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2013-07-25	2016-03-11
	RO	Advising on securities	2013-07-25	2016-03-11
	RO	Dealing in securities	2013-07-25	2016-03-11
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2013-07-25	2016-03-11
	RO	Advising on securities	2013-07-25	2016-03-11
	RO	Dealing in securities	2013-07-25	2016-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-08-06	2013-07-25
	Rep	Advising on securities	2012-08-06	2013-07-25
	Rep	Dealing in securities	2012-08-06	2013-07-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-08-06	2013-07-25
	Rep	Advising on securities	2012-08-06	2013-07-25
	Rep	Dealing in securities	2012-08-06	2013-07-25
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-06-21	2012-07-27
	Rep	Dealing in securities	2010-06-21	2012-07-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-06-21	2012-01-31
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2005-07-27	2006-06-06
	Rep	Dealing in securities	2005-07-27	2006-06-06

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-07-10	2018-04-14
	Rep	Advising on securities	2017-07-10	2018-04-14
CLSA LIMITED	Rep	Advising on securities	2017-07-10	2018-04-14
	Rep	Dealing in securities	2017-07-10	2018-04-14
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2013-07-25	2016-03-11
	RO	Advising on securities	2013-07-25	2016-03-11
	RO	Dealing in securities	2013-07-25	2016-03-11
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2013-07-25	2016-03-11
	RO	Advising on securities	2013-07-25	2016-03-11
	RO	Dealing in securities	2013-07-25	2016-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-08-06	2013-07-25
	Rep	Advising on securities	2012-08-06	2013-07-25
	Rep	Dealing in securities	2012-08-06	2013-07-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-08-06	2013-07-25
	Rep	Advising on securities	2012-08-06	2013-07-25
	Rep	Dealing in securities	2012-08-06	2013-07-25
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-06-21	2012-07-27
	Rep	Dealing in securities	2010-06-21	2012-07-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-06-21	2012-01-31
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2005-07-27	2006-06-06
	Rep	Dealing in securities	2005-07-27	2006-06-06