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Chan, Tom Pak Lam 陳柏楠 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 7530)

Chan, Tom Pak Lam 陳柏楠

SFC ID:ACJ830

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC reprimands Wong Siu Man, Sangdy Cheung Woon Chuen, Tom Chan Pak Lam & Emperor Int'l Exchange (HK) Co Ltd for discretionary trading failures

SFC, 18-Aug-2003

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