| Success Securities Limited | RO | Advising on securities | 2018-06-26 | - |
| RO | Dealing in securities | 2018-06-26 | - |
| SUCCESS ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-08-29 | 2021-12-01 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-03-12 | 2016-11-01 |
| Rep | Leveraged foreign exchange trading | 2013-03-12 | 2016-11-01 |
| Success Securities Limited | Rep | Advising on securities | 2013-03-12 | 2016-11-01 |
| Rep | Dealing in securities | 2013-03-12 | 2016-11-01 |
| Emperor Asset Management Limited | RO | Advising on securities | 2009-11-03 | 2010-06-01 |
| RO | Asset management | 2009-11-03 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2008-03-19 | 2010-06-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2008-03-19 | 2010-04-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2008-03-19 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | RO | Dealing in futures contracts | 2007-08-28 | 2010-06-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Dealing in securities | 2007-08-28 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-17 | 2007-08-28 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-11-17 | 2007-08-28 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2003-04-01 | 2007-03-31 |