Personnel Hong Kong SFC License Details (ID 75393)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KKR CAPITAL MARKETS ASIA LIMITED	Rep	Advising on securities	2018-12-21	-
	Rep	Dealing in securities	2018-12-21	-
CLSA LIMITED	Rep	Dealing in securities	2017-10-30	2018-07-14
CITIC CLSA Capital Partners HK Limited	RO	Asset management	2007-05-17	2018-07-14
	Rep	Asset management	2005-05-10	2007-05-17
	RO	Asset management	2004-10-25	2005-05-10
	RO	Advising on securities	2004-10-25	2018-07-14
	Rep	Advising on securities	2004-09-07	2004-10-25
	Rep	Asset management	2004-09-07	2004-10-25