Personnel Hong Kong SFC License Details (ID 75395)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2018-01-02	2019-07-05
CITIC CLSA Capital Partners HK Limited	RO	Asset management	2004-09-22	2019-07-05
	RO	Advising on corporate finance	-	2019-07-05
	RO	Advising on securities	-	2019-07-05