Personnel Hong Kong SFC License Details (ID 75399)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2020-12-03	2021-07-30
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2010-10-04	2018-03-09
	Rep	Advising on securities	2010-10-04	2018-03-09
	Rep	Asset management	2010-10-04	2018-03-09