Personnel Hong Kong SFC License Details (ID 75417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2026-08-12	-
	Rep	Asset management	2026-08-12	-
	Rep	Dealing in securities	2026-08-12	-
BlackRock Asset Management North Asia Limited	RO	Advising on securities	2021-04-30	2022-01-28
	RO	Dealing in securities	2021-04-30	2022-01-28
	Rep	Asset management	2020-01-07	2021-08-27
	RO	Advising on corporate finance	2015-02-17	2022-01-28
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-19	2014-12-31
	Rep	Asset management	2014-05-19	2014-12-31
	Rep	Dealing in securities	2014-05-19	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2014-05-19	2015-07-28
	Rep	Advising on securities	2014-05-19	2021-04-30
	Rep	Dealing in securities	2014-05-19	2021-04-30
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2012-07-05	2012-09-13
	Rep	Advising on securities	2012-07-05	2012-09-13
CLSA LIMITED	Rep	Dealing in securities	2009-04-14	2010-12-01
CITIC Securities (Hong Kong) Limited	RO	Advising on corporate finance	2005-08-04	2012-07-05
	RO	Advising on securities	2005-08-04	2012-07-05
	Rep	Advising on securities	2005-05-23	2005-08-04
	Rep	Advising on securities	2003-04-01	2004-09-14
	Rep	Asset management	2003-04-01	2004-09-14
	Rep	Advising on corporate finance	2003-04-01	2005-08-04