| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2026-08-12 | - |
| Rep | Asset management | 2026-08-12 | - | |
| Rep | Dealing in securities | 2026-08-12 | - | |
| BlackRock Asset Management North Asia Limited | RO | Advising on securities | 2021-04-30 | 2022-01-28 |
| RO | Dealing in securities | 2021-04-30 | 2022-01-28 | |
| Rep | Asset management | 2020-01-07 | 2021-08-27 | |
| RO | Advising on corporate finance | 2015-02-17 | 2022-01-28 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-19 | 2014-12-31 |
| Rep | Asset management | 2014-05-19 | 2014-12-31 | |
| Rep | Dealing in securities | 2014-05-19 | 2014-12-31 | |
| BlackRock Asset Management North Asia Limited | Rep | Asset management | 2014-05-19 | 2015-07-28 |
| Rep | Advising on securities | 2014-05-19 | 2021-04-30 | |
| Rep | Dealing in securities | 2014-05-19 | 2021-04-30 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-07-05 | 2012-09-13 |
| Rep | Advising on securities | 2012-07-05 | 2012-09-13 | |
| CLSA LIMITED | Rep | Dealing in securities | 2009-04-14 | 2010-12-01 |
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2005-08-04 | 2012-07-05 |
| RO | Advising on securities | 2005-08-04 | 2012-07-05 | |
| Rep | Advising on securities | 2005-05-23 | 2005-08-04 | |
| Rep | Advising on securities | 2003-04-01 | 2004-09-14 | |
| Rep | Asset management | 2003-04-01 | 2004-09-14 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-08-04 |
No HKMA registrations in the collected records.