Personnel Hong Kong SFC License Details (ID 75424)

Personnel Hong Kong SFC License Details (ID 75424)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Insight Capital Investment Limited	Rep	Advising on securities	2022-10-17	-
	Rep	Asset management	2022-10-17	-
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2020-03-24	2022-03-31
	Rep	Advising on securities	2020-03-24	2022-03-31
	Rep	Dealing in securities	2020-03-24	2022-03-31
CLSA LIMITED	Rep	Advising on securities	2015-01-05	2019-08-24
	Rep	Dealing in securities	2015-01-05	2019-08-24
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2007-10-09	2019-08-24
	Rep	Advising on securities	2007-10-09	2019-08-24