Personnel Hong Kong SFC License Details (ID 75437)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2008-03-27	2012-06-21
CLSA LIMITED	Rep	Dealing in securities	2008-03-27	2012-06-21
Morgan Stanley Asia Limited	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Advising on corporate finance	-	2008-03-11
	Rep	Dealing in securities	-	2008-03-11