Personnel Hong Kong SFC License Details (ID 75438)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2015-01-05	2019-03-09
	Rep	Dealing in securities	2015-01-05	2019-03-09
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2008-02-12	2019-03-09
	Rep	Advising on securities	2008-02-12	2019-03-09
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-03-22	2008-02-04
CLSA LIMITED	Rep	Dealing in securities	2005-03-03	2008-02-04