| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CLSA LIMITED | Rep | Advising on securities | 2012-02-27 | 2015-03-28 |
| Rep | Dealing in securities | 2012-02-27 | 2015-03-28 | |
| CLSA FUTURES LIMITED | RO | Advising on futures contracts | 2007-03-07 | 2015-03-28 |
| RO | Dealing in futures contracts | 2005-02-01 | 2015-03-28 | |
| CLSA LIMITED | RO | Advising on securities | 2005-02-01 | 2012-02-27 |
| RO | Dealing in securities | 2005-02-01 | 2012-02-27 | |
| Rep | Advising on securities | 2004-12-29 | 2005-02-01 | |
| Rep | Dealing in securities | 2004-12-29 | 2005-02-01 | |
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-19 | 2005-02-01 |