| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CLSA FUTURES LIMITED | RO | Advising on futures contracts | 2011-03-14 | 2015-10-05 |
| RO | Dealing in futures contracts | 2010-05-03 | 2015-10-05 | |
| Rep | Dealing in futures contracts | 2006-09-18 | 2010-05-03 | |
| CLSA LIMITED | Rep | Dealing in securities | 2006-09-18 | 2015-10-05 |