| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2021-12-01 | - |
| Rep | Dealing in securities | 2021-11-19 | - | |
| CLSA FUTURES LIMITED | RO | Advising on futures contracts | 2015-09-04 | 2016-02-15 |
| RO | Dealing in futures contracts | 2015-09-04 | 2016-02-15 | |
| Rep | Dealing in futures contracts | 2008-02-26 | 2015-09-04 | |
| CLSA LIMITED | Rep | Dealing in securities | 2007-02-21 | 2021-08-23 |