Personnel Hong Kong SFC License Details (ID 75451)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
AM Squared Limited	Rep	Asset management	2016-09-23	2019-08-30
Yunfeng Securities Limited	Rep	Dealing in securities	2016-03-09	2016-06-13
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2014-01-14	2016-06-13
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2011-08-19	2012-02-28
CLSA LIMITED	Rep	Dealing in securities	2011-08-19	2012-02-28
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2007-10-23	2010-10-15