Personnel Hong Kong SFC License Details (ID 75455)

Personnel Hong Kong SFC License Details (ID 75455)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-30	2012-06-13
CLSA LIMITED	Rep	Dealing in securities	2009-06-30	2012-06-13
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-09-30	2008-01-15
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-08-02	2008-01-15
	Rep	Dealing in securities	2005-08-02	2008-01-15
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-08-02	2008-01-15
	Rep	Dealing in futures contracts	2005-08-02	2008-01-15