Personnel Hong Kong SFC License Details (ID 75499)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRIME COURAGE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-05-27	2026-09-21
CLSA LIMITED	Rep	Dealing in securities	2007-01-25	2012-12-01
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2006-10-09	2007-01-20
CLSA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-03-18
	Rep	Advising on securities	2003-04-01	2004-03-18
	Rep	Asset management	2003-04-01	2004-03-18
	Rep	Dealing in securities	2003-04-01	2006-09-28