Personnel Hong Kong SFC License Details (ID 75525)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	RO	Advising on securities	2019-09-02	2022-05-31
	Rep	Advising on securities	2012-12-17	2019-09-02
CLSA RESEARCH LIMITED	Rep	Advising on securities	2010-01-20	2012-12-17
CLSA LIMITED	Rep	Dealing in securities	2008-02-14	2021-04-08