Jones, Lloyd Thomas Meldrum

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2016-05-06	2017-02-15
	Rep	Advising on securities	2016-05-06	2017-02-15
	Rep	Dealing in futures contracts	2016-05-06	2017-02-15
	Rep	Dealing in securities	2016-05-06	2017-02-15
	Rep	Advising on futures contracts	2013-04-15	2015-08-31
	Rep	Advising on securities	2013-04-15	2015-08-31
	Rep	Dealing in futures contracts	2013-04-15	2015-08-31
	Rep	Dealing in securities	2013-04-15	2015-08-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2012-05-25	2013-03-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-05-25	2013-03-27
	Rep	Dealing in securities	2012-05-25	2013-03-27
CLSA LIMITED	Rep	Dealing in securities	2011-08-19	2012-04-05

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2016-05-06	2017-02-15
	Rep	Advising on securities	2016-05-06	2017-02-15
	Rep	Dealing in futures contracts	2016-05-06	2017-02-15
	Rep	Dealing in securities	2016-05-06	2017-02-15
	Rep	Advising on futures contracts	2013-04-15	2015-08-31
	Rep	Advising on securities	2013-04-15	2015-08-31
	Rep	Dealing in futures contracts	2013-04-15	2015-08-31
	Rep	Dealing in securities	2013-04-15	2015-08-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2012-05-25	2013-03-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-05-25	2013-03-27
	Rep	Dealing in securities	2012-05-25	2013-03-27
CLSA LIMITED	Rep	Dealing in securities	2011-08-19	2012-04-05