Personnel Hong Kong SFC License Details (ID 75577)

Personnel Hong Kong SFC License Details (ID 75577)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MY.Alpha Management HK Advisors Limited	Rep	Advising on securities	2022-04-06	-
	Rep	Asset management	2017-11-29	-
AlTi Wealth Management (Hong Kong) Limited	RO	Dealing in securities	2017-08-22	2017-10-16
	Rep	Advising on securities	2017-02-20	2017-10-16
	Rep	Asset management	2017-02-20	2017-10-16
SILVERHORN INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2015-03-09	2015-06-24
	Rep	Asset management	2015-03-09	2015-06-24
	Rep	Dealing in securities	2015-03-09	2015-06-24
CLSA LIMITED	Rep	Dealing in securities	2009-10-13	2014-04-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-05-29	2008-06-23
	Rep	Dealing in securities	2007-05-29	2009-07-14