Personnel Hong Kong SFC License Details (ID 75623)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2020-09-07	-
	Rep	Dealing in securities	2020-09-07	-
CLSA LIMITED	RO	Dealing in securities	2014-08-12	2020-03-18
	Rep	Dealing in securities	2003-12-18	2014-08-12