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Wallis, Shane Bernard
SFC ID:
ANR608
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Jefferies Hong Kong Limited
Rep
Dealing in securities
2016-09-15
2021-11-11
CLSA LIMITED
Rep
Dealing in securities
2006-07-21
2015-01-09