Personnel Hong Kong SFC License Details (ID 75644)

Personnel Hong Kong SFC License Details (ID 75644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Hung Kai Capital Partners Limited	Rep	Advising on securities	2024-09-10	2025-04-23
	Rep	Asset management	2024-09-10	2025-04-23
	Rep	Dealing in securities	2024-09-10	2025-04-23
Micro Connect (H.K.) Investment Management Limited	Rep	Asset management	2023-10-30	2024-05-21
	Rep	Advising on securities	2023-09-11	2024-05-21
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2020-02-24	2023-05-31
	Rep	Advising on securities	2020-02-24	2023-05-31
	Rep	Dealing in securities	2020-01-13	2023-05-31
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2018-04-09	2019-10-29
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-10-03	2018-04-04
CLSA LIMITED	Rep	Dealing in securities	2003-09-17	2013-10-31