Personnel Hong Kong SFC License Details (ID 75646)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2024-05-21	-
CLSA LIMITED	RO	Dealing in securities	2022-08-12	2024-05-09
	Rep	Dealing in securities	2007-04-10	2022-08-12
	Rep	Advising on securities	2006-02-20	2007-04-30