| CLSA LIMITED | Rep | Dealing in securities | 2011-09-15 | - |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2010-01-22 | 2011-07-01 |
| Rep | Dealing in futures contracts | 2010-01-22 | 2011-07-01 |
| Rep | Dealing in securities | 2010-01-04 | 2011-07-01 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-01-04 | 2011-07-01 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2005-12-08 | 2009-10-08 |
| Rep | Dealing in securities | 2005-12-08 | 2009-10-08 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-10 | 2005-11-19 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-10 | 2005-11-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-03-09 |
| Rep | Asset management | 2003-04-01 | 2004-03-09 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-03-10 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-03-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-10 |