Webb-site Legacy

Ziegler, Richard Paul

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2025-10-09	-
	RO	Dealing in securities	2024-02-14	2025-10-09
	Rep	Dealing in securities	2005-11-29	2024-02-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.