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Agarwal, Ashish Ashok Hong Kong SFC License Details (ID 75673)
Agarwal, Ashish Ashok
SFC ID:
ARQ376
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Jefferies Hong Kong Limited
Rep
Dealing in securities
2023-05-02
-
CLSA LIMITED
Rep
Advising on securities
2012-11-01
2019-12-02
CLSA RESEARCH LIMITED
Rep
Advising on securities
2008-09-22
2012-11-01