Personnel Hong Kong SFC License Details (ID 75680)

Personnel Hong Kong SFC License Details (ID 75680)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEAR BRIGHT LIMITED	Rep	Advising on securities	2018-05-15	2022-08-01
	Rep	Asset management	2018-05-15	2022-08-01
	Rep	Dealing in securities	2018-05-15	2022-08-01
CLSA LIMITED	Rep	Advising on securities	2012-12-17	2013-09-03
CLSA RESEARCH LIMITED	Rep	Advising on securities	2008-06-27	2012-12-17
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-11-24
	Rep	Asset management	-	2004-11-24
	Rep	Dealing in securities	-	2004-11-24
	Rep	Advising on securities	-	2008-05-31