Personnel Hong Kong SFC License Details (ID 75685)

Personnel Hong Kong SFC License Details (ID 75685)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	Rep	Advising on securities	2018-11-19	2024-09-19
	Rep	Asset management	2018-11-19	2024-09-19
	Rep	Dealing in securities	2018-11-19	2024-09-19
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2015-02-24	2018-10-18
Japaninvest (Hong Kong) Limited	Rep	Advising on securities	2013-12-17	2015-01-30
CLSA LIMITED	Rep	Advising on securities	2012-12-31	2013-11-16
CLSA RESEARCH LIMITED	Rep	Advising on securities	2011-07-04	2012-12-31
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2010-02-03	2011-06-28