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Cochran, Shaun Donald Hong Kong SFC License Details (ID 75693)
Cochran, Shaun Donald
SFC ID:
APA066
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CLSA LIMITED
RO
Advising on securities
2019-08-21
-
Rep
Advising on securities
2012-12-31
2019-08-21
CLSA RESEARCH LIMITED
Rep
Advising on securities
2007-06-07
2012-12-31