Dwerryhouse, Alan Damian (1966-11-10)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2023-09-07	-
	Rep	Advising on securities	2012-12-03	2015-06-04
CLSA RESEARCH LIMITED	Rep	Advising on securities	2008-09-18	2012-12-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2023-09-07	-
	Rep	Advising on securities	2012-12-03	2015-06-04
CLSA RESEARCH LIMITED	Rep	Advising on securities	2008-09-18	2012-12-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.