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Garg, Amit (SFC:AVV363) SFC Licences and HKMA Registrations (ID 75701)
Garg, Amit (SFC:AVV363)
SFC ID:
AVV363
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Advising on securities
2012-11-01
-
CLSA RESEARCH LIMITED
Rep
Advising on securities
2010-09-06
2012-11-01
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
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